Capital Synergies stands for independence and care.
Capital Synergies stands for independence and care.
We believe in continuing to set goals and imagine different futures.
Our mission is as consistent as the attention it provides: to have a dedicated, enduring relationship with clients—helping to grow and preserve their wealth while achieving their personal milestones and long-term goals.
Our rich investment experience enables us to craft a fully integrated wealth plan that embraces all aspects of a client's life. From those looking toward retirement or college to maximizing wealth for the next generation, or to minimizing tax exposure, our process provides strategies based on the client's overall investment goals.
We have the client's objective in mind when developing a fully personalized portfolio. We take an analytic look at a variety of financial strategies and how these may impact future cash flow and the ability to reach the client's goals.
To help ensure each client’s plan moves in sync with their goals, asset allocations* are monitored and rebalanced based on changes in market conditions, client situations, and future ambitions.
*Asset allocation does not assure or guarantee better performance and cannot eliminate the risk of investment losses.
Meet managing partner Brian Penney.
Brian Penney takes stewardship of his clients’ finances as seriously as he takes his own. As a personal financial professional his investment recommendations are made first and foremost with your best interest in mind. Brian proudly holds himself and the firm to the highest ethical and legal standards.
What keeps Brian coming to work, though, is learning new strategies for clients, meeting new people, and building and reviewing client portfolios. He’s a my-clients-come-first kind of adviser. That means maintaining his independence, so clients know he’s acting according to their goals and not according to some corporate agenda. It’s the best outlet for his love of people and his love of economics and the markets. He knows what he’s doing is helping shape people’s financial lives. Before moving forward with any financial plan, he listens carefully to your values and your vision for the future and for your legacy. His goal is to help you define and refine your vision, honor your decisions, and help you achieve those goals.
Brian holds his life, health, LTC, and securities licenses. He is a member of the Million Dollar Roundtable and a Platinum Advisor. When he’s not at work, he enjoys golf, family movie night, and travel with his family, including his wife, Tammie, and their four kids.
Registered Representative of and securities offered through Berthel Fisher & Company Financial Services, Inc. (BFCFS). Member FINRA/SIPC. Capital Synergies and BFCFS are independent entities.
Due to various state regulations and registration requirements concerning the dissemination of information regarding investment and insurance products and services, we are currently required to limit access of the following pages to individuals residing in states where we are currently registered. Investment products and services available only to residents of AZ, IL, Fl, WI.
There are risks involved with investing which may include market fluctuation and possible loss of principal value. Particular investments may not be suitable for certain situations. Carefully consider the risks and possible consequences involved prior to making an investment decision.
Our firm does not provide legal or tax advice. Be sure to consult with your own legal and tax advisors before taking any action that may have tax implications.
Licensed Insurance Professional. We are an independent financial services firm helping individuals create retirement strategies using a variety of investment and insurance products to custom suit their needs and objectives. This material has been prepared for informational and educational purposes only. It is not intended to provide, and should not be relied upon for, accounting, legal, tax or investment advice. 19948 - 2020/3/26