Fiduciary vs. Broker
Understanding Who Is Working for You
and How They Are Paid

Choosing a financial professional to help manage your wealth is an important decision. The person you choose may influence not only your financial future, but the financial future of your family, heirs, beneficiaries and charitable interests.
Before choosing an investment professional, it’s important to understand the difference between working with an investment adviser acting as a fiduciary and working with a broker-dealer.

